About the Firm
Team Members
National Presence
legal services
DERIVATIVES
Our Derivatives practice group has assisted both buy-side and sell-side clients in a variety of their Derivatives needs.
ESTATE PLANING
We understand that planning for the future can be troubling. However, it is an important task that can
LITIGATIONS
With extensive experience in litigation, we provide dedicated and effective representation for our clients in legal disputes involving
REGULATORY MATTERS
We offer comprehensive legal counsel in SEC and FINRA regulatory matters and investigations, ensuring compliance and protection for
COMPLIANCE & CONSULTATION
We provide guidance and legal advice, ensuring financial professional’s compliance with ever changing regulatory landscape.
FINRA 8210 REQUESTS AND ON-THE-RECORD INTERVIEWS
Our firm assists financial professionals in responding to FINRA 8210 requests and preparing for on-the-record (OTR) interviews. With
FINRA REGULATORY INVESTIGATIONS
Our firm represents financial professionals and firms in FINRA regulatory investigations, leveraging deep industry knowledge to navigate inquiries,
FINANCIAL PROFESSIONALS
Representing financial professionals, we offer strategic legal guidance and representation in various legal matters involving FINRA or the
Successful FINRA Arbitration Awards
Managed Estate Clients
Millions in Client Income Saved
Flexible Fee Structures
Efficient Legal Assistance
Trusted
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Expertise
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100% Client Satisfaction
Zimmerman D’Costa LLP strives to ensure that all of our clients are satisfied with our services.
Years of experience
Zimmerman D’Costa LLP has over 50 years of combined experience.